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Ethics for internal auditors

This Retail Audit Forum event will cover ethics for internal auditors by way of three key areas: objectivity, ethics policy and governance. Intersecting between these, it will address what an ethics policy is and how to audit one, and ask: what does good objectivity look like? For the governance portion of the event, attendees will be shown how to audit governance effectively and how to report any associated challenges to an audit committee.

The Retail Audit Forum (RAF) is an independent group that provides a platform for internal auditors, stock auditors, loss prevention and risk professionals and others in similar assurance roles who work in the retail sector to network and share best practice.

What will I learn

•   How to view the activities of your team with an objective eye
•   Things to consider when planning to audit your organisation's ethics policy
•   What good governance looks like

Speakers

Garry Hooton - Retail Audit Forum Committee Chair
Liz Sandwith CFIIA - Chief Professional Practices Advisor, Chartered IIA
Paul Callum - Director, RWS & Associate Consultant, RSM UK Risk Advisory
Kami Nuttall - Founder and CEO, Culture Lab Consultancy

CPE core competencies

Professional ethics

3 CPE points

Programme

09:30 - 09:35	Welcome and introductions Garry Hooton
09:35 - 09:55	Internal audit objectivity Liz Sandwith
09:55 - 10:15	Internal audit objectivity \| Breakout Discussion
10:15 - 10:35	Q&A
10:35 - 10:40	Break
10:40 - 11:00	What a good ethics policy looks like Kami Nuttall
11:00 - 11:20	What a good ethics policy looks like \| Breakout Discussion
11:20 - 11:40	Q&A
11:40 - 11:45	Break
11:45 - 12:00	Auditing Modern Slavery Paul Callum
12:00 - 12:30	Event feedback and Q&A
12:30	Closing remarks Garry Hooton