Auditing conduct risk

Presented by: Stan Dormer


When we talk about ‘conduct risk’ we often go on to describe the risk of customer or client product controls failing, or maybe, 'treating customers unfairly'. And, as we know, conduct is on the radar of regulators, leading to penalties or even delicensing. This course leads you through strategies for auditing this subject.


Date Venue
26 April 2021
Live virtual course
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