Auditing conduct risk
Presented by: Stan Dormer |
When we talk about ‘conduct risk’ we often go on to describe the risk of customer or client product controls failing, or maybe, 'treating customers unfairly'. And, as we know, conduct is on the radar of regulators, leading to penalties or even delicensing. This course leads you through strategies for auditing this subject.
| Date | Venue | |
|---|---|---|
| 26 April 2021 |
Live virtual course
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More Info |
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